Got arrested for DWI in the Hudson Valley? It can feel overwhelming. One of the first things you’re probably hearing about is something called an Alcohol Assessment or an “OASAS evaluation.” As someone who spent 22 years as a New York State Trooper and earned a law degree while with the state police, I have seen this process from both sides. Let me break it down for you in plain English.
First and foremost, an “Alcohol assessment” otherwise known as an “OASAS Evaluation” is typically required when you are arrested for a DWI or DWAID (Driving While Ability Impaired by Drugs.)
Think of an OASAS evaluation as New York State’s way of checking on whether you have a drinking or drug problem after a DWI arrest. OASAS stands for the Office of Addiction Services and Supports. It is the state agency that oversees addiction treatment.
Under New York Vehicle and Traffic Law Section 1198-a (enacted back in 2006 and 2007), the state requires these evaluations for most DWI Cases. And trust me, how this evaluation goes can make a real difference in your case.
The evaluation is important and a critical step in the process. It isn’t just going in a file somewhere. The results can influence what the prosecutor thinks about your case, how the judge approaches your sentence and, depending on the circumstances, whether you get your license back. If you are a teacher, a nurse, a physician, Realtor, or generally someone who holds a state issued professional license, it could affect that too.
Licensed to work in healthcare, education, finance, or law? The board that issued your license might seek information about your DWI and the evaluation results. In my practice, I’ve helped plenty of professionals with state-issued licenses – to include nurses and teachers – to navigate this tricky situation.
The state doesn’t require everyone to get evaluated, but most people do end up needing one when a DWI or DWAID (Driving While Ability Impaired Drugs) arrest is involved.
Here are the typical situations when either screening or a full assessment is required:
You’ll Need a Full Assessment If:
I represent clients all over the state and, in particular, the Hudson Valley counties of Dutchess, Orange, Putnam, Rockland, Ulster, and Westchester counties. Pretty much every court in this area will require, and want to review, an OASAS evaluation before they will wrap up your case.
Okay, so what is this evaluation really like? It is not as scary as it sounds on the surface, however, you should be prepared.
What to Bring to The Evaluation
Don’t show up empty-handed. Get prepared. You will need:
The Process
The evaluation is basically a long conversation with a licensed counselor. The Evaluator will ask about your life your job, your family, your health, and yes, your drinking habits. This isn’t an interrogation, but it is thorough.
Here is what typically happens:
Here’s something that trips up a lot of people: not everyone can do these evaluations. You need someone who’s actually approved by OASAS. Meaning, they have received and successfully completed the required training. I have seen people waste time and money going to the wrong provider, only to have to start over again.
What Makes Someone Qualified?
The person doing your evaluation needs to be either an OASAS-qualified provider or an individual practitioner with the right credentials. They might be a CASAC (that’s a Credentialed Alcoholism and Substance Abuse Counselor), a DOT Substance Abuse Professional, or someone with thousands of hours of experience in addiction counseling.
Bottom line: ask if they’re OASAS-approved before you make an appointment. If they are not OASAS qualified, use someone else. My office typically sends our clients a list of OASAS providers in the county where they live, or where you work to make this process easier.
If You’re a Licensed Professional, Pay Extra Attention
I can’t stress this enough if you’re a nurse, teacher, CPA, lawyer, or hold any other professional license, your OASAS evaluation could have consequences beyond just your DWI case.
Who Should Worry?
Your licensing board might want to know about your DWI and what the evaluation revealed. Some employers, you should know, require you to report arrests or convictions proactively. The employer notification requirement may differ from whether you have an obligation to proactively report your “arrest,” as contrasted with a “conviction,” to the licensing board. Many professional boards do not require proactively notification when you are arrested. Some do. Again, this is different from your obligation to your employer under a contract you may have signed, or pursuant to your job’s HR policy.
This is where having an Experienced Attorney really pays off I can help coordinate things so that your evaluation and case strategy takes into consideration your professional standing.
Timing and Court Deadlines
Courts do not like to wait. Many judges won’t finalize your case until they’ve seen your evaluation results. Miss the deadline, and you could be looking at additional court dates. Or worse.
The good news? Most evaluations can be completed pretty quickly usually within 1-3 days if you’re working with an experienced provider. The formal requirement is that results need to get to the court and you within 30 days of the order.
What’s This Going to Cost You?
Let’s talk money. You’re looking at somewhere between $350 to $500 or more for the evaluation itself. That doesn’t include the drug test, which is additional.
Here’s the frustrating part: your insurance probably won’t cover it unless the evaluator finds you actually have a substance abuse problem that needs treatment. It’s one of those Catch-22 situations. Remember to ask the Evaluator up front about whether they accept insurance and your insurance carrier in particular.
Getting Your License Back
If your license got suspended (and it probably did), you’ll need to jump through some hoops to get it back. The DMV wants to see proof that you either completed any recommended treatment or that the evaluation showed you don’t need treatment.
You’ve got options here: you can go through the state’s Impaired Driver Program (IDP), which is usually cheaper, or pick your own OASAS-approved provider. If you get treatment out of state, there’s additional paperwork (Form DS-449).
The good news is that your evaluation is protected by pretty strict confidentiality rules. The results can only go to the court, to you, or to medical personnel in an emergency. They typically cannot use it against you in other legal proceedings.
Having spent over two decades as a State Trooper, I know exactly how these DWI investigations work. I have personally made DWI arrests. Scores of them. And combined with assisting other law enforcement can place that number in the hundreds. I understand the technical side of breath tests and standardized field sobriety tests (SFSTs). Indeed, I am an instructor in SFSTs; authorized by NHTSA, which is the federal organization and testing body that trains officer throughout the United States and Canada. I know what mistakes officers sometimes make. Plus, I am certified to teach field sobriety tests to both officers and lawyers.
This background helps me in two ways: I can spot problems with how your case was handled, and I can better prepare you for what to expect during your evaluation and court proceedings.
I’ve seen people waste time and mess up their cases in predictable ways:
Special Note for Licensed Professionals
If you hold a professional license, don’t try to handle the licensing board issues on your own. As noted earlier, some professions require you to report arrests. Others only require reporting convictions. Getting this wrong can make your situation much worse.
What Happens Next?
If you’re facing a DWI in the Hudson Valley and need help with your OASAS evaluation, don’t try to figure this out alone. Second chances exist! The rare combination of my decades-long law enforcement background and experience, advanced NHTSA SFST (field sobriety tests) training as an instructor and legal training (lawyer for 25 yers,) means I can help you navigate both the Criminal Case and any professional licensing issues.
I’ll help you:
I work with clients throughout Dutchess, Orange, Putnam, Rockland, Ulster, and Westchester counties. I know the local courts, the prosecutors, and how things really work in each jurisdiction.
The decisions you make right after a DWI arrest matter a lot. With the right guidance, you can protect your rights and work toward the best possible outcome. Don’t let confusion about the OASAS process make your situation worse than it needs to be.
Ready to talk? Contact me today, The Inniss Firm, PLLC (aka XTROOPER Defense) at 845.533.0265 for a confidential defense strategy consultation about your DWI case and OASAS evaluation.
This article is for informational purposes only and does not constitute legal advice. Every DWI case is different, and what happens in your case depends on your specific situation, facts and circumstances. Talk to a qualified attorney about your case.
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